Value Added Services
Audit, Training, Policies, Risk Assessments, Advisory...
About Us
THRONE Consultancy is chosen for its world-class, bespoke, and affordable governance, risk, and compliance (GRC) solutions, as well as other key services. These include:
- Courses and Certifications
- Training and Masterclasses
- Policy & Procedure Drafting
- Compliance Quality Assurance Program design
- Board Evaluations
- ISO Audits (Compliance & Anti-Bribery Management Systems)
- Due Diligence Screening
- Enterprise Risk Assessments
- Advisory
Our clients range from small organisations to corporate groups spanning the Caribbean, United States, Europe, and South America, in and outside of the Financial Services industry.
Our professional team brings 40 years of combined, global experience in the areas of GRC, first and second lines of defence, audit, training, technological solutions, and advisory, among others. THRONE has a proven track record of providing excellent, unmatched customer service.
ISO AUDIT & CERTIFICATION
ISO Audit Services
Our in-house ISO Auditor is internationally certified to audit Compliance and Anti-Bribery Management Systems according to ISO 19600 and ISO 37001 standards respectively.
ISO Certification
Are you looking to leverage the benefits of an ISO certification? In conjunction with internationally accredited Certification Bodies, THRONE can help you achieve ISO certification of your management system in accordance with the following standards:
- ISO 9001:2015 (Quality Management Systems)
- ISO 37301:2021 (Compliance Management Systems)
- ISO 37001:2016 (Anti-Bribery Management Systems)
Partnership
We are happy to partner with other audit or certification companies to assist with ISO audits.
RISK MANAGEMENT & ASSESSMENTS
Risk Management Services
We can help you bolster your Risk Management Framework by:
- Creating an Enterprise-wide Risk Register [that aligns with your Strategic Objectives];
- Developing a comprehensive Risk Management Plan; and
- Reviewing your existing Risk Management Framework to ensure that it meets regulatory requirements & international best practices.
Risk Assessment Services
We perform Enterprise-wide Risk Assessments, as well as AML Risk Assessments for firms in the Financial Services Industry, to identify:
- Weaknesses & gaps in risk management practices, processes, & internal control systems;
- Significant exposures to critical risks as sanctions, regulatory, legal, money laundering, reputation & financial;
- Automation & Resource requirements;
- Training needs;
- Weak Compliance or Anti-Bribery Management Systems.
TRAINING
Training, Masterclasses, & Conferences
At THRONE, we believe that training is an important component of a sound compliance and risk management strategy. Empowered and knowledgeable employees more effectively safeguard your business & money.
We provide training in the following areas:
- Anti-Money Laundering
- Customer and Business Risk Assessment
- Data Protection & GDPR
- Preventing Financial Crime
- Suspicious Activity Identification & Reporting
Our training is designed for accessibility by taking various forms and modes. Ask about options best suited to your needs and budget e.g. webinars, group training, seminars, training manuals, etc.
We are also available to present at conferences & seminars.
POLICIES & PROCEDURES
Policies & Procedure Drafting
THRONE assists clients with the development and/or enhancement of their compliance policies and procedures, covering but not limited to:
- Anti-Money Laundering
- Sanctions
- Financial Crime Compliance
- Quality Assurance
- Know Your Client (KYC)
- Client Due Diligence (CDD)
- Enhanced Due Diligence (EDD)
- Suspicious Activity Reporting (SAR)
- Politically-exposed-persons (PEPs) Screening & Risks
- High-risk clients & jurisdictions
- Client & Transaction Monitoring
- Sanction Screening
- Ongoing Monitoring
- Approval procedures & other Internal Controls
- Training
- Record retention
- Countering Terrorism & Proliferation Financing
Policy Review/Gap Analysis
We also conduct Policy Reviews/Gap Analyses to identify gaps between your policies and legislative/regulatory obligations. This will ensure that you mitigate any risk exposures related to noncompliance with your governing regulatory obligations.
DUE DILIGENCE SCREENING
Due Diligence Screeing
We conduct Know Your Client (KYC) and Client Due Diligence (CDD) verification and screening. Using reputable compliance search engines and datbases, we conduct background checks
and enhanced due diligence on your behalf against PEP, Adverse Media, Global Regulatory and Global Sanction lists on:
- Prospective Clients
- Prospective Executives & Employees
- Beneficial Owners & Beneficiaries
- Directors, signatories, and other principals
- Companies, foundations & charities
- Vessels, yachts, boats
- Trustees and other Fiduciaries
- Prospective business associates & partners
ADVISORY
Advisory Services
- Technical Expertise on ISO 19600 & 37001 certification audits.
- Automated Compliance, Risk, and Data Integration solutions.
- Ideal Core banking software.
- Development of AML/BSA/Compliance Program
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Let's help you add value!
Let us know the details of your project, or what you hope to accomplish and we will help you achieve your objectives! We look forward to hearing from you!
THRONE CONSULTANCY
+7018902181 (US) info@throneconsultancy.com ISO Auditor - ISO Audits - ISO 19600 Certification - ISO 37001 Certification
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